Case Study: A System ApproachReview the case study in the article, Texas Health Harris Methodist-Cleburne: A System Approach to Surgical Improvement.After reviewing the case study, construct a writte
Case Study High-Performing Health Care Organization • March 2009 The mission of The Commonwealth Fund is to promote a high performance health care system. The Fund carries out this mandate by supporting independent research on health care issues and making grants to improve health care practice and policy. Support for this research was provided by The Commonwealth Fund. The views presented here are those of the authors and not necessarily those of The Commonwealth Fund or its directors, officers, or staff.
For more information about this study, please contact:
Aimee Lashbrook, J.D., M.H.S.A.
Health Management Associates alashbrook @healthmanagement.co m To download this publication and learn about others as they become available, visit us online at www.commonwealthfund.or g and register to receive Fund e-Alert s. Commonwealth Fund pub. 1360 Vol. 35 Texas Health Harris Methodist–Cleburne: A System Approach to Surgical Improvement Ai m e e L As h b r o o k , J.D., m.h.s.A. heA L t h m AnAg e m e n t A s s o c i At e s Vital Signs Location: Cleburne, Texas Type: Private, not-for-profit hospital Beds: 137 Distinction: Top 2 percent in composite of five surgical care improvement process-of-care measures, among more than 2,300 hospitals (more than half of U.S. acute-care hospitals) eligible for the analysis.
Timeframe: April 2007 through March 2008. See Appendi x for full methodology. This case study describes the strategies and factors that appear to contribute to high performance on surgical care improvement measures at Texas Health Harris Methodist–Cleburne. It is based on information obtained from interviews with key hospital personnel, publicly available information, and materials provided by the hospital during May through June 2009. SuMMAry Texas Health Harris Methodist–Cleburne is one of the top performers in the country on the surgical care process-of-care measures, often referred to as the “core” or Surgical Care Improvement Project (SCIP) measures. The measures, developed by the Hospital Quality Alliance and reported to the Centers for Medicare and Medicaid Services (CMS), relate to achievement of recommended treatment in four clinical areas: heart attack, heart failure, pneumonia, and surgi - cal care. In addition to its high performance on surgical measures, Texas Health is performing in at least the top 15th percentile in these other areas. This case study focuses on Texas Health’s achievement in providing recom - mended treatment related to surgical care. The hospital has relied on concurrent review, changes to care processes, and preprinted order sets to improve. It also has benefited from being a part of a larger health system. After the SCIP mea - sures were introduced in 2004, an interdisciplinary workgroup aimed to identify opportunities for improving the hospital’s performance on these measures.
Case Study High-Performing Health Care Organization • December 2009 2 t h e co m m o n w eA Lt h Fu n D OrgAnIzATIOn Texas Health Harris Methodist–Cleburne, formerly known as Walls Regional Hospital, is located in Cleburne, Texas. It has 137 acute care beds and over 80 physicians on its medical staff. It is part of Texas Health Resources, a large, nonprofit health care deliv - ery system in north Texas with 14 hospitals and annual revenues of $2.6 billion. In 2008, Texas Health provided 864 inpatient surgeries and 2,439 outpatient surgeries. It has received honors and awards for clinical quality, includ - ing the 2007 Quality Award from Premier and the 2007 Texas Health Care Quality Improvement Award from the TMF Health Quality Institute, the state’s Medicare quality improvement organization.
HOSpITAl-WIde S TrATegIeS System-Wide Collaboration Texas Health is performing in the top 15th percentile in all four clinical areas of the core measures. Some of its success can be attributed to the support it receives from Texas Health Resources, its parent organization.
The health system employs a chief clinical and quality officer to lead quality and patient safety initiatives across the system. It also has a performance improve - ment department and data management department that provide support for quality improvement activities at the hospital level. For example, the data manage - ment department will benchmark member hospitals against the system, state, and nation upon request. Texas Health Resources hosts an annual quality conference, at which staff are recognized by their peers for their efforts in improving the quality and safety of care. It also participates in projects such as the Hospital Quality Incentive Demonstratio n and QUEST, a nationwide quality collaborative overseen by Premier. The health system’s commitment to quality trickles down to its member hospitals, each of which has its own chief quality officer. Most member hospitals perform well on the core measures, though not all have reached levels as high as Texas Health.
Hospitals within the health system come together to tackle problems and implement new processes.
Workgroups are frequently convened, with the smaller rural hospitals and large urban hospitals forming breakout groups to focus on their particular challenges. The system hosts a monthly Performance Improvement and Patient Safety Council, with time devoted to discussion about the core measures. The system also hosts a Clinical Operations Performance Improvement Council to discuss operational issues and establish new processes to improve performance in the core measures. For example, the council established system-wide educational and training materials to help hospital staff discontinue antibiotics within 24 hours.
These materials were provided to staff in member hos - pitals’ patient care units, pharmacies, and operating rooms. Staff now administer the first dose of antibiot - ics when patients come out of the operating rooms, and do not restart the 24-hour clock when they are transferred to patient care units. Texas Health Resources approaches continuous quality improvement by measuring success as an all- or-nothing achievement. In this view, a patient must have received all recommended surgical care to be counted as compliant with the SCIP core measures. To prepare for CMS’ release of new quality measures, the system forms multidisciplinary teams that strive to elevate performance levels from the outset. It also seeks to improve performance throughout the system by building proven processes into the staff’s daily routines. Texas Health Resources is in the process of implementing a system-wide electronic health record system—an investment expected to help hospitals improve the quality of care by providing real-time access to integrated patient records, medication alerts, and evidence-based clinical decision support. It was rolled out to Texas Health in June 2009. Thus, the improvement strategies discussed in this case study predate the electronic health record implementation. te xAs heA L t h hAr r i s m e t h o Di s t –c Le b u r n e : A s y s t e m Ap p r o Ac h t o su r g i c A L im p r o v e m e n t 3 reporting and Monitoring Structure In early 2006, Texas Health Resources gave Texas Health permission and resources to create a new posi - tion, clinical outcomes specialist, to focus on daily management of core measure performance. The clini - cal outcomes specialist, Beverly Barton, R.N., dedi - cates about 80 percent of her time to the core measures and spends the rest helping with physician credential - ing activities. She teaches new staff about the core measures and their relationship to improving patient care, and speaks with other quality improvement staff at monthly staff meetings. Nursing leaders, medical staff, and corporate leaders receive regular reports on core measure perfor - mance, broken out at the physician, department, and hospital levels. Each time a case falls out of compli - ance, Barton sends a letter to the responsible staff per - son. Barton also provides one-on-one coaching to non - compliant physicians, and alerts a manager if their per - formance fails to improve after coaching. Physician performance also is tracked on report cards that are included in their credentialing file. With the exception of a hospitalist group that is under contract with the hospital, all of the hospital’s physicians are commu - nity-based with admitting privileges. One-on-one coaching and report cards help them feel invested in Texas Health’s performance improvement efforts, even though they are not hospital employees. Because Texas Health is a small hospital, it must pay attention to every case that meets the criteria for inclusion in the core measures; according to Cindy Stepp-Gann, M.S., C.C.C., director of quality, its “numbers can easily change.” The hospital relies on concurrent chart review to optimize performance and provide ongoing education and reinforcement about the core measures to the staff. Each day, the quality department generates a report outlining which cases meet the criteria for inclusion in the core measures.
Nurses review the identified charts to check for com - pliance and address problems prior to discharge.
According to Barton, it is critical to “look at every chart every day.” SurgICAl C Are IMprOveMenT STrATegIeS Texas Health relies largely on concurrent review, changes to care processes, and preprinted order sets to improve performance in the SCIP core measures. In implementing a change, Stepp-Gann has found that communication and feedback from staff are critical.
Collaboration and redefining roles When the SCIP core measures were introduced by the Joint Commission, Texas Health convened an interdis - ciplinary SCIP workgroup of pharmacists, anesthesiol - ogists, nurses, and medical staff. Its goal was to pro - vide recommendations for improving performance in the surgical improvement measures, such as adminis - tration of antibiotics within one hour before surgery, discontinuance of antibiotics within 24 hours after sur - gery, and administration of appropriate antibiotics. Before the workgroup members could design improvements, they had to understand the existing practices. They created a flowchart outlining the pro - cess of antibiotic administration and discussed each step. At that time, members of the outpatient surgery department, which prepares patients for both inpatient and outpatient surgeries, were in charge of administer - ing antibiotics prior to surgery. However, as the flow - chart illustrated, situations beyond the department’s control often resulted in the first incision occurring more than one hour after antibiotic administration. For this reason, the workgroup decided to transfer respon - sibility for administering antibiotics to the anesthesiol - ogy department. Anesthesiologists are well positioned to ensure compliance with this measure because they are assigned to specific patients and part of the time- out process used by the surgical team prior to surgery to verify that the right procedure is being performed on the right patient. Based on the workgroup’s recom - mendation, initial antibiotic administration is now part of the time-out process and performance on this mea - sure is included in anesthesiologists’ report cards. 4 t h e co m m o n w eA Lt h Fu n D Exhibit 1. Core Measure Reference Sheet Source: Texas Health Harris Methodist–Cleburne, 2009 te xAs heA L t h hAr r i s m e t h o Di s t –c Le b u r n e : A s y s t e m Ap p r o Ac h t o su r g i c A L im p r o v e m e n t 5 Hardwiring Change Like many hospitals in this case study series examin - ing best practices in surgical care, Texas Health relies on preprinted order sets to streamline treatment pro - cesses and help ensure compliance with the core mea - sures. Each specialty has its own order set specifying the appropriate antibiotics and venous thromboembo - lism prophylaxis (treatment to prevent clotting). The order sets were developed internally by surgeons in each specialty area, starting with orthopedic, colon, and hysterectomy surgeries. Today, order sets are used in about 80 percent of SCIP cases; the remaining 20 percent are in surgical areas that have not yet adopted order sets, though surgeons in these areas are currently developing them. While most Texas Health surgeons eventually adopted preprinted order sets for antibiotic administra - tion, a few initially resisted because they disagreed with the antibiotic selections. To persuade them, Stepp-Gann reached out to the state Quality Improvement Organization to obtain evidence-based literature supporting the selected drugs. According to Stepp-Gann, “it was critical that the information came from the physicians’ peers—otherwise it was just another hospital rule.” In addition to the preprinted order sets, Barton helps prevent deviation from the core measures by keeping reminders of the standards handy. Core mea - sure reference sheets are placed in every chart on the medical and surgical floors (Exhibit 1).
reSulTS Texas Health outperforms most other U.S. hospitals on all of the surgical care improvement measures. Exhibit 2 displays the hospital’s recent performance data alongside state and national averages. Exhibit 2. Texas Health Harris Methodist–Cleburne Scores on Surgical Care Improve\ ment Core Measures Compared with State and National Averages Surgical Care Improvement Indicator National Average Texas Average Texas Health– Cleburne Percent of surgery patients who were given an antibiotic at the right time (within one hour before surgery) to help prevent infection 86% 81% 99% of 194 patients Percent of surgery patients who were given the right kind of antibiotic to help prevent infection 92% 90% 97% of 197 patients Percent of surgery patients whose preventative antibiotics were stopped at the right time (within 24 hours after surgery) 84% 82% 95% of 185 patients Percent of all heart surgery patients whose blood glucose is kept under good control in the days right after surgery 85% 79% 0 patients Percent of surgery patients needing hair removal from the surgical area before surgery, who had hair removed using a safe method (electric clippers or hair removal cream, not razor) 95% 95% 100% of 139 patients Percent of surgery patients whose doctors ordered treatments to prevent blood clots after certain types of surgeries 84% 79% 98% of 233 patients Percent of surgery patients who got treatment at the right time (within 24 hours before or after their surgery) to help prevent blood \ clots after certain types of surgery 81% 76% 98% of 233 patients Source: www.hospitalcompare.hhs.go v. Data are from April 2007 through March 2008. 6 t h e co m m o n w eA Lt h Fu n D CHAllengeS And leSSOnS leArned Hospitals looking to achieve high performance in sur - gical measures might take the following lessons from Texas Health’s experience: Hospitals within a health system can turn to • each other as partners in quality improvement efforts and resources to help solve shared problems.
Concurrent review identifies noncompliant • cases and helps address issues prior to patient discharge.
Report cards can be used to provide individual • feedback. Quality improvement staff should be willing to provide one-on-one coaching to physicians in need of improvement.
Sharing evidence-based literature with physi - • cians can encourage them to accept recom - mended care practices. Physicians are recep - tive to information from their peers, as opposed to changes that could be interpreted as “another hospital rule.” Preprinted order sets help standardize practices • and improve core measure performance, even prior to implementation of an electronic health record system. Familiarizing new staff and physicians with • the core measures and their relationship to improved patient care provides a foundation for engagement in quality improvement efforts.
In early conversations with Texas Health, lead - ers expressed some concern that the implementation of an electronic health record system could disrupt the successful practices they have implemented to date, such as the tools and triggers included in paper-based medical charts. In some cases, hospital staff have had to tweak their processes. For example, nurses devel - oped “e-sticky notes” to replace the identification tags previously used on paper-based medical charts to remind physicians and other staff about a patient’s condition or needed services. The health system’s Performance Improvement and Patient Safety Council provides an opportunity for Texas Health to learn from hospitals that have already implemented electronic health records.
FOr MOre InFOrMATIOn For further information, contact Cindy Stepp-Gann, M.S., C.C.C., director of quality at CindyStepp- [email protected] g. te xAs heA L t h hAr r i s m e t h o Di s t –c Le b u r n e : A s y s t e m Ap p r o Ac h t o su r g i c A L im p r o v e m e n t 7 Appendix. Selection Methodology Selection of high-performing hospitals in process-of-care measures for this series of case studies is based on data submitted by hospitals to the Centers for Medicare and Medicaid Services. We use five measures that are publicly available on the U.S. Department of Health and Human Services’ Hospital Compare Web site, (www.hospitalcompare.hhs.go v). The measures, developed by the Hospital Quality Alliance, relate to practices in surgical care. Surgical Care Improvement Process-of-Care Measures Percent of surgery patients who received preventative antibiotic(s) one hour before incision 1. Percent of surgery patients who received the appropriate preventative antibiotic(s) for their surgery 2. Percent of surgery patients whose preventative antibiotic(s) are stopped within 24 hours after surgery 3. Percent of surgery patients whose doctors ordered treatments to prevent blood clots (venous thromboem - 4. bolism) for certain types of surgeries Percent of surgery patients who received treatment to prevent blood clots within 24 hours before or after 5. selected surgeries The analysis uses all-payer data from April 2007 through March 2008. To be included, a hospital must have submitted data for all five 1 measures (even if data submitted were based on zero cases), with a minimum of 30 cases for at least one measure, over four quarters. Approximately 2,360 facilities—more than half of acute care hospitals—were eligible for the analysis. No explicit weighting was incorporated, but higher-occurring cases give weight to that measure in the average. Since these are process measures (versus outcome measures), no risk adjustment was applied. Exclusion criteria and other specifications are available at http://www.qualitynet.org/dcs/ContentServer?cid=114166 2756099&pagename=QnetPublic%2FPage%2FQnetTier2&c=Pag e). While high score on a composite of surgical care improvement process-of-care measures was the primary cri - teria for selection in this series, the hospitals also had to meet the following criteria: not a government-owned hospi - tal, at least 50 beds, not a specialty hospital, ranked within the top half of hospitals in the U.S. in a composite of HQA core measures and the percentage of patients who gave a rating of 9 or 10 out of 10 when asked how they rate the hospital overall (measured by Hospital Consumer Assessment of Healthcare Providers and Systems, HCAHPS), full accreditation by the Joint Commission; not an outlier in heart attack and/or heart failure mortality; no major recent violations or sanctions; and geographic diversity.
1 Two additional SCI measures were added in 2007 but were not included in the composite score for selection purposes because data were not available for fo\ ur quarters. This study was based on publicly available information and self-reported data provided by the case study institution(s). The Commonwealth Fund is not an accreditor of health care organizations or systems, and t\ he inclusion of an institution in the Fund’s case studies series is not an endorsement by the Fund for receipt of health care from the instituti\ on.
The aim of Commonwealth Fund–sponsored case studies of this type is to identify institutions that have achieved results indicating high performance in a particular area of interest, have undertaken innovations designed to reach higher performance, or exemplify attributes that can foster high performance. The studies are intended to enable other institutions to draw lessons fr\ om the studied institutions’ experience that will be helpful in their own efforts to become high performers. It is important to note, however, that even the best-performing organizations may fall short in some areas; doing well in one dimension of quality does not necessarily mean that the same level of quality will be achieved in other dimensions. Similarly, performance may vary from one year to the next. Thus, it is critical to adopt systematic approaches for improving quality and preventing harm to patients and sta\ ff. Ab o u t t h e A u t h o r s Aimee Lashbrook, J.D., M.H.S.A., is a senior consultant in Health Management Associates’ Lansing, Mich., office. Ms. Lashbrook has six years of experience working in the health care industry with hospitals, managed care organizations, and state Medicaid programs. She provides ongoing technical assistance to state Medicaid programs, and has played a key role in the development and implementation of new programs and initiatives.
Since joining HMA in 2006, she has conducted research on a variety of health care topics. Aimee earned a juris doctor degree at Loyola University Chicago School of Law and a master of health services administration degree at the University of Michigan. Ac k n o wLeD g m e n t s We wish to thank Cindy Stepp-Gann, M.S., C.C.C., director of quality, Beverly Barton, R.N., clinical outcomes specialist, and Linda Gerbig, R.N., M.S.P.H., vice president of performance improvement, Texas Health Resources, for generously sharing their time, knowledge, and materials with us.
Editorial support was provided by Martha Hostetter.