Why is it important for business strategy to drive organizational strategy and IS strategy? What might happen if the business strategy was not the driver? Please make your initial post and two respons

Aligning IT and business strategy: an Australian university case study

Alan Dent *

Information Systems and Infrastructure, Murdoch University, Murdoch, WA, Australia

Alignment with business objectives is considered to be an essential outcome of information technology (IT) strategic planning. This case study examines the process of creating an IT strategy for an Australian university using an industry standardmethodology. The degree of alignment is determined by comparing the strategic priorities supported by both the IT and university strategic plans, using Sharrock ’s ‘four agendas ’framework. The significant differences between the two strategies are examined and explained, revealing the need for IT strategic planning methodologies to include a framework to measure business alignment.

Keywords: alignment; business; information technology; strategy

Introduction: technology in higher education

This case study presents an examination of the process of creating an information

technology (IT) strategy for a small Australian university, and the university ’s attempt

to align IT to the business needs of the institution. The IT strategy was developed over a

3-month period, commencing in March 2014, using a strategic planning methodology

from an IT research and advisory firm.

The mass adoption of internet-enabled technologies and mobile devices has

revolutionised both the way industries go about their business and their consumers ’

expectations. These devices are powered by constantly improving communications

and computing infrastructure, w hich in turn is enabled by Moore ’s law, an observa-

tion about the rate of growth in semiconductor capacity (doubling approximately

every two years). Moore ’s law has become a metaphor for rapid rates of growth/

change everywhere (Schaller, 1997 , p. 58). Changing technologies, services and

student/consumer expectations represen t both an opportunity and a threat for

universities everywhere, inclu ding Australian universities.

In their report on the effects of digital disruption on the Australian economy, Deloitte

(2013 ) categorised education in the ‘Long Fuse, Big Bang ’quadrant, predicting a 15 –50

per cent change in metrics over a period of 4 –10 years, noting government regulation as a

possible inhibitor of the rate of change. While the impact of digital disruption is large, the

longer lead times give institutions a chance to (re)position themselves to take advantage of

the new opportunities presented by the changing technology landscape. In a report on the

future of Australian universities, Ernst and Young ( 2012 ) identified the most significant

challenges currently facing higher education, including technology, and highlighted three

business models likely to emerge in response to these challenges: streamlined status-quo,

niche dominator and transformer .

*Email: [email protected]

Journal of Higher Education Policy and Management , 2015

Vol. 37, No. 5, 519 –533, http://dx.doi.org/10.1080/1360080X.2015.1079395

© 2015 Association for Tertiary Education Management and the LH Martin Institute for Tertiary Education Leadership and Management In this case study, the university strategic plan is firmly located in the niche dominator

business model, targeting specific areas of strength and focusing research and teaching

operations in these areas. One of the key features of this business model is streamlining

the back office and reducing the cost of operations. This is clearly the type of strategic

objective that IT could contribute to if it is properly aligned to business strategies.

The business/IT alignment imperative

Alignment with the strategies and activities of the business has been widely recognised

as one of the top issues or problems in IT strategy. In their early attempt to define a

method of measuring this alignment, Reich and Benbasat ( 1996 ) refer to prior examples

of this, dating back to the mid-1980s, around the time when the first lower cost personal

computers (cheaper in comparison to mainframe computers) were appearing in organisa-

tions in any numbers. Referring to the concept as a ‘linkage ’rather than as an

alignment, they defined it as ‘the degree to which the IT mission, objectives, and

plans, support and are supported by the business mission, objectives, and plans ’

(Reich & Benbasat, 1996 , p. 56).

Alignment is a priority for higher education IT, the first three items on the

EDUCAUSE top 10 issues of 2014 also focus on business/IT alignment (Grajek, 2014 ).

Similarly, the Council of Australian University Directors of IT (CAUDIT) also focuses on

providing business solutions and alignment (CAUDIT, 2014 ).Table 1 shows how each

body describes and ranks these priorities.

Creating better alignment of business and IT strategies to provide valuable solutions to

the business are goals that dominate the IT profession in all industries, but different types

of organisations present different challenges for those responsible for making this happen.

The challenges facing a publicly listed, for-profit manufacturing company will be very

different from those faced by a university with multiple missions and broad-ranging social

responsibilities inherent in the public good aspects of higher education. In itself, IT culture

Table 1. Comparison of relative priorities of IT/business alignment.

Business solutions Business/IT alignment

EDUCAUSE Priority 1 Priority 2 Improving student outcomes through aninstitutional approach that strategically leverages technology

Establishing a partnership between ITleadership and institutional leadership todevelop a collective understanding of what information technology can deliverPriority 3Assisting faculty with the instructionalintegration of information technology CAUDIT Priority 1 Priority 6 Supporting and enabling teaching andlearning Establishing a partnership between ITleadership and institutional leadership to develop a collective understanding of what information technology can deliver Priority 2Supporting and enabling research

Source: CAUDIT ( 2014 ) and Grajek ( 2014 ).

520 A. Dent differs from academic culture. Drawing from Albrecht et al. ( 2004 ),Table 2 highlights

some of the potential difficulties.

With this level of potential gap between the business and IT, the process of developing the

strategy is important. Figure 1 from Albrecht et al. ( 2004 ) shows three methods of developing

IT strategies, each demonstrating a different level of engagement with the business.

The case study

In this case study, the approach to IT strategy development followed by the university

was an Alignment model. In this model, the b usiness strategy is developed first, and

then business and IT leaders collaborate to produce an IT strategy to support it

(Albrecht et al., 2004 ). In the case study, the delay between creation of the business

and IT strategic plans was nearly 2 years. Overall, the IT strategic planning approach

undertaken was based on the Gartner IT strategic planning model shown in Figure 2

(Schulte, 2015 ).

Table 2. Comparison of differences between Academic and IT culture.

IT culture Academic culture

Emergent profession Mature profession Change agent Values tradition and scepticism Institutional focus Disciplinary focus Focus on production Focus on innovationQuest for consensus and alignment Quest for truthOrganisational anonymity Reputation driven Activities/services rendered transparent Labyrinthine processes and practices Speed is a valued objective Speed may be antithetical to qualityShort life cycle for products, services,outcomes and underlying technology Work products designed to endure for years, decadesor even centuries Uses a highly idiosyncratic and technicallanguage to communicate intentions Uses a different highly idiosyncratic and technical language to communicate expectations

Source: Albrecht et al. ( 2004 , p. 129).

Figure 1. Types of business/IT alignment (Albrecht et al., 2004 , p. 129).

Journal of Higher Education Policy and Management 521 In the case study, the university ’s nomenclature for these phases was

1. IT strategic vision (Demand)

2. IT strategic plan (Control)

3. Implementation (Supply)

This paper focuses on the first of these phases, the IT strategic vision. The primary

assumption underlying this phase is that it will provide the connection and alignment of

IT to business strategy. Consultation in this phase involved interviewing senior executive

staff and workshop groups with senior academic and professional staff (deans and

directors) from several stakeholder communities: teaching staff, research staff, profes-

sional staff, IT managers and students. The results of this consultation were compiled into

an IT strategic vision document that was presented to, and ratified by, the institution ’s

senior leadership.

Methodology and analysis

In order to analyse the degree of business/IT alignment, Sharrock ’s‘four management

agendas ’framework ( 2012 ) was applied. Produced from a thematic analysis of Australian

university strategies, this presents a higher education industry-specific set of institutional

priorities, as shown in Table 3 .

The Sharrock model has been used to help assess the degree of alignment between the

university strategic plan and the IT strategic vision. Using these definitions, business

priorities are categorised into one of the four ‘management agendas ’to allow valid

comparisons to be made. In order to determine the business priorities for IT, the strategic

plan was examined for explicit or implied mentions of IT, or concepts related to IT

capability. The results are shown in Table 4 .

The case study university ’s strategic plan itself contained very few direct refer-

ences to IT, but several indirect references were present. For example, new forms of

student engagement could reasonably be assumed to include new technologies to

Figure 2. Gartner IT strategic planning model (Schulte, 2015 ).

522 A. Dent supplement pedagogies. After duplication o f items was taken into account, the four

business priorities for IT remained. These are shown as rows in Ta b l e 5 ,which

summarises the analysis. Initial analys is of the data using the four management

agendas framework assigned each business priority to a single management agenda.

Examination of these results gave an inc omplete picture of the agendas being

supported, as every priority clearly had impacts on other agendas. As a result,

secondary categories were added to the analysis. Management agendas in the sec-

ondary categories are considered to be agendas that are supported as a consequence

of activity in the primary agenda.

Table 3. Four domains of university management.

Professional community (PC) Creative engagement (CE) Shared aims, values and expertise; working withhigh levels of commitment, trust and group affinity

Pursuing learning, discovery and innovation;involved in outreach and activism; andseeking external partners to support creative projects System integrity (SI) Sustainable enterprise (SE) Ensuring coherent processes to supportgovernance, planning, academic standards,quality assurance, financial probity, efficiencyand effectiveness, and reporting

Attuned to trends in external market conditionsand government policy and funding settings;with well-defined priorities, and an explicitgame plan to acquire and invest the resources needed to build the capability to sustain academic programmes

Source: Sharrock ( 2012 ).

Table 4. Case study university priorities and enabling resources.

University priorities Enabling resources

Learning and teaching New forms of student engagement Modernisation of IT Research Research collaboration Engagement Modernisation of IT Internationalisation High-quality IT Enabling services Modern systems High-quality IT as a tool for research, teaching and professional operations

Table 5. Strategic plan management agendas for IT.

Priority Primaryagenda Secondaryagenda

New forms of student engagement CE PC and SE Research collaboration tools CE PC and SE Modernised systems and infrastructure SI SE, CE and PC High-quality IT tools as an enabler of teaching, research andprofessional operations SE SI, CE and PC

Notes: CE, creative engagement; SE, sustainable enterprise; SI, system integrity; PC, professional community.

Journal of Higher Education Policy and Management 523 New forms of student engagement

IT is an implied enabler of this priority. The main drivers of new forms of student

engagement will have to be people and pedagogy, that is, the professional community

(PC) agenda, where shared values across staff groups support the student experience.

While new technology and software tools will undoubtedly play a supporting role in new

types of student engagement, so too will other factors, such as the physical facilities, as

learning spaces are transformed from traditional tutorial rooms and lecture theatres to

collaborative group learning spaces. The small, implied, IT component of this priority

consists of communication/collaboration software and fits primarily in the creative

engagement (CE) agenda, with its focus on learning, engagement and innovation. The

wider PC agenda of this priority is enabled by the CE dimension and is thus considered a

secondary agenda for IT.

Research collaboration tools

While internationalisation is described as the key element of the overall strategy, research

is the common theme that binds all the plan’s priorities together. The research section of

the strategic plan focuses on collaboration amongst researchers, particularly from other

international institutions. The implied priority for IT is to provide the technology required

to support this collaboration. Collaboration amongst researchers is clearly located in the

PC domain; however, the technology required to support it is primarily part of the CE

agenda, pursuing learning, discovery and innovation, and external collaboration. The PC

agenda is supported as a consequence of the CE agenda and thus is classified as a

secondary agenda.

Modernised systems and infrastructure

Unlike the previous two priorities, modern ised systems and infrastructure are direct

references to almost everything that is typically considered to be IT. There are

enough potential arguments around the semantics of what could be considered to

constitute a ‘modern ’system or piece of infrastructure to fill another dissertation.

For the purposes of this discussion, ‘modern ’systems and infrastructure are assumed

to be systems and equipment that are supported by vendors and have a future

product development roadmap, or those that are actively developed and supported

in-house. Modernised systems and infrastructure primarily support a system integrity (SI)

agenda, keeping the technology platform current, secure and fit-for-purpose.

High-quality IT tools as an enabler of teaching, research and professional operations

The final strategic priority is IT as an enabler of the business operations of the university,

an objective consistent with those identified earlier by EDUCAUSE and CAUDIT. Where

the previous priority was concerned with establishing a stable, modern, operating plat-

form, this priority is about providing the tools and technologies to meet the current and

emerging business needs of every facet of the university ’s operations including its ‘back

office’ operations such as finance and human resource management.

524

A. Dent Management agendas supported by IT

In order to rank the agendas, a simple weighted approach was applied. An overall total

value of 1 was given to both primary and secondary instances, with 0.5 allocated to each

category. A value per instance within categories was determined by dividing 0.5 by the

number of instances in each category. Four primary instances meant a value of 0.125 per

instance, and 10 secondary instances meant a value of 0.05 per instance. The decimal

values have been converted to percentages and the scores are summed to determine the

final priority ranking. The results of the analysis of the management agendas are presented

below. The raw count of instances is shown first, with the percentage figure presented

afterwards in parentheses ( Table 6 ).

The final priority order of business agendas is thus:

1. Creative engagement

2. Sustainable enterprise

3. Professional community

4. System integrity

In order to be aligned to the business requirements laid out in the strategic plan, the IT

strategic vision should support the management agendas in the same order.

IT strategic vision management agendas: stakeholder feedback

In the case study, the IT strategic vision was constructed from feedback gathered in

workshops and meetings held with senior executive and stakeholder groups representing

the business areas of the university. Workshops were delivered in a common format,

focusing on the four questions in the demand section of the Gartner model. The results of

the workshops are summarised in Table 7 , with the management agenda domain shown in

parentheses.

A final, unofficial question was asked in each of the workshops: ‘what sort of

relationship do you want to have with IT, a c lient/service provider relationship, or a

business partner relationship? ’The answer to this question was unanimously ‘business

partner ’. This observation is significant as it implies close alignment and collaboration

between business areas and IT on high-value business priorities. An answer of ‘client/

service provider ’would have indicated the type of relationship where IT only provided

Table 6. Mapping of primary and secondary attributes.

Professional community (PC) Creative engagement (CE) Primary 0 (0 per cent) Primary 2 (25 per cent) Secondary 4 (20 per cent) Secondary 2 (10 per cent) Total score: 20 per cent Total score 35 per centSystem integrity (SI) Sustainable enterprise (SE)Primary 1 (12.5 per cent) Primary 1 (12.5 per cent) Secondary 1 (5 per cent) Secondary 3 (15 per cent) Total score 17.5 per cent Total score 27.5 per cent

Journal of Higher Education Policy and Management 525 business areas with commodity-type services, for example, desktop support or access

to the internet.

University environment and context

The first question attempted to contextualise the business requirements of IT by situating

the university within its operating environment. As expected, the themes identified by the

workshops represented a spread of management agendas.The most notable omission from the themes that emerged from this question was the

international dimension. It can be implied in ‘competition from other universities ’, but when

Table 7. IT strategic vision themes and management agendas.

Question 1: University environment and context –common themes

●There is increasing competition from other universities as well as TAFE and private providers

(SE)

●Educational technologies are changing the ways in which students engage with learning (CE)

●Compliance and regulatory requirements have significant impacts on the ability to undertake

one ’s job (SI)

Question 2: ‘Business success ’–common themes

●Highest possible level of student engagement (CE)

●Good management information which is used to underpin continuous improvement in services

(SE)

●Fast, reliable, integrated systems (SI)

●Documented, streamlined and automated processes (SI)

●Up-to-date website –information required by both staff and students (SI)

●Easy-to-use search function on the website (SI)

Question 3: ‘Business capabilities’– common themes

●Integrated systems (SI)

●24/7 support and response capability (SI)

●Clearly mapped and understood business processes (SI)

●Collaboration tools (CE/PC)

●Mobile, self-service, interactive services for students and staff (CE)

●Facilitate the use of‘bring your own device ’(CE)

Question 4: IT contribution to ‘business success’–common themes

●Enabling technologies that ‘makes the job easier’(SE)

●Increased hours of support, ideally 24/7 (SI)

●A learning and teaching environment that is ‘geographically independent’(CE)

●Technology to provide trustworthy and reliable data as information to support decision-making

(SI)

●Learning analytics required to support student recruitment and target ‘at risk’students (SI)

●Better integration of systems (SI)

Source: Case study university, 2014.

526 A. Dent the stated theme of the strategic plan is internationalisation, it is reasonable to assume that an

international connection should be explicit. Research is similarly missing-in-action; the

absence of these two areas is a common feature of the themes identified in the workshops.

Business success

This question identified what factors (not necessarily relating to IT) business areas need to

succeed. The themes identified by this question show a heavy bias towards the SI agenda.

Business capabilities

Business capabilities build from the business success question. The answers here should

be a list of the capabilities that the business believes it needs to facilitate business success.

Once again, these are not necessarily related to IT. The themes identified by this question

do not quite reflect this intent. For example, while clearly mapped and understood

business processes are a (highly) desirable requirement for business success, they are

the product of a business process analysis and design capability, rather than the capability

itself. Similarly, integrated systems are either the output of a systems integration capability

or the prerequisite for an enterprise-wide business intelligence capability.During the workshops, this question consist ently required the facilitator to either

repeat it or attempt to clarify it. The Gart ner model is intended to be applicable to IT

operations across all industries, yet the results of this question clearly show that in

the case of this question it did not quite tr anslate into a higher education context.

IT contribution to ‘business success'

The final question sought to identify where the business sees that IT can make a

contribution to its operations. When attempting to achieve alignment of business and IT

strategies, this is the most important question. The themes identified by this question were

predominantly in the sustainable enterprise (SE) and SI domains. On a raw count of the

number of themes identified, the SE agenda is dominant; however, ‘Learning analytics

required to support student recruitment and target “at risk ”students’ is effectively a

student-specific subset of ‘Technology to provide trustworthy and reliable data as infor-

mation to support decision-making ’, making the SE and SI count effectively even.

Where the themes in previous questions contained obvious omissions from the

strategic plan, themes in this question are more reflective of it. Student engagement

(CE) and enabling technologies (SE) feature in both, indicating at least a partial alignment

between the strategic plan and the IT strategic vision. Overall, the themes identified in the IT strategic vision workshops showed a signifi-

cant bias towards items located in the SI management agenda. While not wholly out of

step with the IT priorities from the strategic plan, which contained a very broad SI

component on modernising systems and infrastructure, the bias towards the SI agenda

for IT indicates a lack of alignment between the two strategies.

Analysing the strategic misalignment

Question 4 (IT contribution to ‘business success ’) is the key question when examining this

misalignment. Using the same framework used to analyse IT in the strategic plan, the Journal of Higher Education Policy and Management

527 themes identified by question 4 have been categorised with both primary and secondary

management agendas. The results are presented in Table 8 .

Enabling technologies that make the job easier

This theme is a direct analogue of the strategic plan priority; ‘high-quality IT tools

as an enabler of teaching, research and professional operations ’. Primarily based in

the SE management agenda, enabling tools and technologies that increase the

efficiency of business area operations will free up resources, making them available

for other value-adding activities. Having such a broad primary agenda, this theme

will consequentially support all the other management agendas.

Increased hours of support, ideally 24/7

This theme is very firmly based in the SI management agenda, supporting system access,

accuracy and security. Equally important in this theme is the support of the people side of

the equation, providing expert assistance and advice for business areas in the use of the

systems. By primarily supporting the SI agenda, this item services all other agendas in a

secondary capacity.

Learning and teaching environment that is geographically independent

Geographically independent learning and teaching environments are a subset of the ‘new

forms of student engagement ’strategic plan priority. High-quality, geographically inde-

pendent, online learning environments are part of the CE management agenda, providing

the toolset on which new learning materials, optimised for online delivery, can be built.

The PC and SE agendas are secondarily served by this theme. Providing the tools that

support the further development of a PC of scholars and students helps maintain the

relevance and viability of the institution.

Table 8. Analysis of question 4: IT contribution to ‘business success ’.

Workshop theme Primaryagenda Secondaryagenda

Enabling technologies that ‘makes the job easier ’ SE SI, CE and PC Increased hours of support, ideally 24/7 SI SE, CE and PC A learning and teaching environment that is ‘geographically independent ’ CE PC and SE

Technology to provide trustworthy and reliable data as informationto support decision-making SI SE

Learning analytics required to support student recruitment and target‘at risk ’students SI SE

Better integration of systems SI SE, CE and PC

528 A. Dent Technology to provide trustworthy and reliable data as information to support

decision-making

The technology and reporting capability to support management decision-making is

located in the SI management agenda. The technology presentation layer will be the

most visible aspect of this theme to the business, whether it be via simple tabular reports

in spread sheets or advanced data visualisations. However, the majority of the work

required to deliver this capability actually lies in integrating the underlying systems and

defining common definitions of the data to report on. This theme is tightly tied to the SE

secondary agenda, which uses the reporting information output of this theme as its key

input.

Learning analytics required to support student recruitment and target ‘at risk ’students

This theme is a student-specific subset of the previous theme and has been classified in the

same way.

Better integration of systems

The final IT strategic vision workshop theme also supports the SI management agenda. As

noted in the previous two themes, it is a foundation requirement for good management

reporting. Being broader than the previous two themes, however, this theme provides

secondary support for all the other management agendas. While reliable management

information underpins SE decision-making, better systems integration also supports the

PC and CE agendas by bringing disparate systems together and allowing their information

to be used in new and different ways to connect staff, students and the community.

Management agendas supported by themes identified in the IT strategic planning

workshops

In order to make a valid comparison, the same weighting regime used in the strategic plan

analysis above was applied; the results are presented in Table 9 .

Final comparison of agendas

The final results of the comparison between the management agendas defined in the

strategic plan and those identified in the IT strategic vision workshops are given in

Table 10 .

Table 9. Summary of IT strategic plan themes.

Professional community (PC) Creative engagement (CE) Primary 0 (0 per cent) Primary 1 (8 per cent) Secondary 4 (15 per cent) Secondary 3 (12 per cent)Total score: 15 per cent Total score 20 per centSystem integrity (SI) Sustainable enterprise (SE) Primary 4 (33 per cent) Primary 1 (8 per cent) Secondary 1 (4 per cent) Secondary 5 (20 per cent)Total score 37 per cent Total score 28 per cent

Journal of Higher Education Policy and Management 529 The most striking difference between the two is the relative position of the SI agenda.

While SI was the least important agenda item for the strategic plan, participants in the IT

strategic planning workshops identified it as their number one agenda and relegated the

strategic plan ’s top agenda for IT, CE, to third place, at less than half the value previously

assigned to it. The results were not completely dissonant, however; both exercises rated

the SE agenda second, giving it almost exactly the same weighted score. This emphasis on the SI agenda clearly stood out. While the answer to the final,

unofficial, workshop question on the type of relationship business areas wanted with IT

was always ‘business partner ’, the focus of the answers given throughout the workshop

had all felt heavily biased towards the type of commodity services that typify the lowest

end of the SI agenda, desktop support, printing and bigger staff email inboxes for

example. The ranking of SI as the top agenda supports this observation.

Creation of the IT strategic vision

The final steps in the methodology were the creation of the IT strategic vision and its

approval by the case study university ’s senior executive group. The analysis of the results,

however, shows a misalignment of the priorities in the strategic plan and IT strategic

vision. The question this raises is, what (if anything) went wrong with the processthat

was supposed to provide business and IT alignment?

Findings on the process of alignment

In the development of the IT strategic vision, alignment with the university ’s business

objectives was intended to occur as a result of a number of key factors in the creation

process:

1. Use of the Gartner IT strategic planning framework

2. Wide and representative stakeholder engagement

3. A senior executive check point at the end of each phase

Each of these elements was present in the IT strategic vision creation process, and yet the

analysis of management agendas shows that the end result was not fully aligned: the result

of the workshops gave top priority to a different management agenda than the strategic

plan. The question is why?

Table 10. Final comparison of agendas.

Agendas University strategic

plan (per cent) IT strategic vision

workshops (per cent)

Creative engagement 3520

Sustainable enterprise 27.528

Professional community 2015

System integrity 17.537

530A. Dent IT strategic planning framework

The Gartner IT strategic planning framework is a generic framework designed to be

appliedtomanyindustries.Usingitinahig her education institution is no more or less

valid than using it in a retail, mining or p rofessional services organisation. The

practical experience of the workshops revealed that there was a level of disconnect

between the intent of, and responses to, some of the questions. This can be attributed

to a level of confusion over the terminology, particularly around the capabilities

question (question 3). Ultimately, howev er, the results of that question were still

consistent with the results of the entire workshop.

The only gap in framework in the case study context is its over-reliance on the senior

executive ‘checkpoint ’to assure alignment. In this case, it would have been useful had the

model also included a method with which to quantify alignment.

Stakeholder engagement

The assumption that engaging with a wide range of senior stakeholders from every level

of the business would result in an IT strategic vision aligned with the business strategy

was the foundation of the planning process. The stakeholders contributing to the IT

strategic vision workshops were all senior staff. As such they could reasonably be

expected to be aligning their business requirements with those of the strategic plan and

yet this did not seem to fully happen.

The difference between the business agendas identified in the strategic plan and the IT

strategic vision workshops can also be explained in part by timing. The strategic plan was

constructed and released in 2012. Over the two years between the release of strategic plan

and the IT strategic vision workshops, the university undertook a number of other

significant business initiatives, including

●a curriculum review and implementation of new degree structures;

●creation of a research strategy;

●restructure of the Academy, halving the number of schools;

●recruitment of all new school deans;

●review of transnational offerings;

●restructure of professional services, halving the number of directorates.

As well as these major changes, some othe rs that are significant to the strategic

business/IT alignment did not occur, most notably the creation of strategies to

support two core priorities of the strategic plan, in Teaching & Learning and in

Engagement.

Rather than representing a misalignment between business and IT strategies, the

results of the workshop show IT aligning with an evolving business strategy. In describing

the Learning School of strategy, Mintzberg et al. note that strategies ‘emerge as people . . .

come to learn about a situation as well as their organization's capability of dealing with it ’

(Mintzberg, Ahlstrand, & Lampel, 1998 , p. 176). As a result of the implementation of the

strategic plan, the major initiatives listed above were undertaken at what can only be

described as breakneck speed for a university.

All the major areas of institutional opera tions, both academic and professional,

have been affected by these changes, with most areas being impacted by multiple

Journal of Higher Education Policy and Management 531 simultaneous initiatives. The results of such an ambitious programme conducted over

such optimistic timeframes inevitably inclu de a period of lag as policies, procedures

andsystemscatchuptochangingbusinessp rocesses and requirements. In this type of

environment, the SI management agenda is clearly needed. While the core of the

strategic plan remains the same, the resu lts of the IT strategic vision workshops are

reflective of an evolution of the business stra tegy as it adapts to the implementation of

the overall strategic plan. The workshops provided the vehicleto identify changing

strategic business needs and translate them into a series of management priority

agendas for IT that differed from the original university strategic plan, but were still

ultimately supportive of it.

Senior executive ‘checkpoint ’

The Gartner model makes allowances for a potential misalignment between the business

strategy in the form of a senior executive ‘checkpoint ’on completion of the first stage. In

the absence of an alignment analysis framework, any determination on the alignment of

the IT strategic vision with the university ’s strategic plan was a subjective judgement. The

process of creating the vision did not include any formal measures of alignment or any

framework for comparing them. Had a structured analysis been performed, it would have

highlighted the discrepancy between the results of the IT strategic vision workshops and

the strategic plan identified above. Ultimately the identification of an apparent misalignment between business and

IT strategies does not have to make any difference to the overall IT strategy. The

senior executive accepted the IT strategic v ision despite the apparent misalignment

of the results of the workshops with the strategic plan. It does, however, encourage

an extra level of investigation into the re asons for the difference, which will, if

nothing else, result in a better understanding of the business needs the IT strategy is

attempting to align to, and the IT capability that may inform ‘emergent ’strategic

options.

Conclusion

The objective of this paper was to examine the process of attempting to align a university

IT strategy with the institution ’s business strategy, using one university ’s experience as a

case study. The processthe university followed to produce an IT strategy aligned with the

needs of the business can ultimately be considered successful, despite producing an IT

strategic vision based on a different set of management agendas from those set out in the

strategic plan. Starting from a position where the strategic plan primarily supported a CE

agenda, the process of gathering requirements through workshops revealed that what the

business areas actually required was in the SI agenda. This change in management

agendas was the result of an ‘emergent ’evolution of the business strategy, where order

and control is now required after a series of institution-wide initiatives changing many of

the fundamental operating parameters. The process could be improved with the addition of an explicit framework or more

sophisticated way to measure business/IT alignment. This would provide a solid, quantifi-

able measure that could be used as a cross-check before taking the completed IT strategic

vision to the senior executive group. If, as in this case study, workshops produce a

contrasting view of priorities, these can either be re-examined or explained before 532 A. Dent presenting the final output. Either scenario will result in a better understanding of IT

capabilities and their potentially closer alignment with business needs.

Disclosure statement

No potential conflict of interest was reported by the author.

References

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