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QUESTION

1. For each of the following types of fund loads, please describe the fund’s front-end charge, annual sales charge, redemption charge, and 12b-1 fees characteristics (3.125 points each for a total of

1. For each of the following types of fund loads, please describe the fund’s front-end charge, annual sales charge, redemption charge, and 12b-1 fees characteristics (3.125 points each for a total of 50 points).

  • A type load.
  • B type load.
  • C type load.
  • No load.

2. List and provide examples of eight types of specialized funds that concentrate in publicly traded securities (5.625 points for each type listed and an example given).

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