How do states and the federal government regulate financial institutions do

*** *** US ********* ******** ** ********* ***** ** a broad ******** *** ** regulatory ****** ********** ******* ***** *** ******* ************ In ******* federal ************ oversee regulation ****** **** *** ******** ** ***** while ***** ************ ******* ********** issues within their states ******* a ********* ****** power ********* and *********** ***** *** result ** turf **** and ******** *********** *** **** ** *** ********* crisis **** ***** ** 2007 ******** ************ *** ************ realized the **** *** a more ********* ********* ********** structure Reforming *********** *** ****** ******* investors *** ensure *** ********* ** *** economy ** *** **** **** The ******** reforms **** **** * ****** federal agency *** power ** ******* the entire ******** and vest *** **** **** broader ********** ********* **** ***** ** manage financially ******** companies)View an *********** ******* **** *** Financial ***** explaining *** ********** ********** structure ****** Dodd-Frank ** ********************* ********** ************ *** Office ** ****** *********** ***** ** ** independent ******* government agency ** the US ******** that ********* federal ******* associations known ** **************** ****** ** the *********** ** the ******** ***** ** an *********** federal ********** agency ** *** US Treasury **** ******** *** ******** ***** It **** ********** the federal ******** of foreign banks ********* in the ** and *** international activities of ******** ******* *** ******* bank of *** ** *** ******* ******* ** *********** *** ********** *** ******** ****** to ******* ***** ********* *** economic ****** ** is *** **** central bank ** *** ***** that **** *** produce *** *** currency **** ****** ** *** ** ********** ** *** ************ Federal ******* ********* *********** ****** is ** independent ******* government agency that ******* ******** ** banks *** ****** ************ for ** ***** ******* *** ********* per bank *** **** *** the ********* to manage **** failuresThe ******** ****** Union Administration ****** ** ** independent ******* ****** **** oversees ******* credit ****** ****** ** *** full ***** *** ****** ** *** US ********** *** National ****** Union ***** Insurance Fund ******** ******* ******* **** ** ******* and most *************** ****** ********* Commodities ******* ******* ********** ****** ** ** independent federal ********** ****** that ********* ********* ******* *** option ********** ********* ******** ********** ********* (FINRA) * ******* *********** ** * *************** **** ********** ********** ***** Firms and ******* **** do ******** ** *** ** **** ** licensed *** ********** by FINRAThe Securities *** ******** Commission ***** ** ** *********** ******* ********** ****** **** ******** ********** ******* *** provides ******** ** ********** rules State ********** ************ State **** ********** ******* ************** *** *************** financial ************ **** as **** ******** ***** ********* *** ****** ********* National Association of ********* ************* state insurance regulators *** *** ** states ** *** five ** territories ******* ********* ********* ****** their ********** ********** regulators enforce ***** ********** **** ******** ****** ***** ** ********** ********** ************ within ***** ******* addition ** *** SEC ***** ********* ******* *** ****** ******** ** ********** ********* institutions ********** ** ****** with * ***** ********* ******** **** ** *** ******

******** ***

Click here to download attached files: How do states and the federal government regulate financial institutions do.docx