FIN 370 Version 7 Week 1 DQs and Summary

This archive file of FIN 370 Version 7 Week 1 Discussion Questions and Summary shows the solutions to the following problems:

DQ 1: What is the capital market? How is the primary market different from the secondary market? In your opinion, are these markets efficient? Why?

DQ 2: What are three primary roles of the U.S. Securities and Exchange Commission (SEC)? How does the Sarbanes-Oxley Act of 2002 augment the SEC’s role in managing financial governance? Do you think businesses became more ethical after Sarbanes-Oxley was passed? Provide examples to support your answer.


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