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Who Regulates Whom and How? An Overview of U.S. Financial Regulatory Policy for Banking and Securities Markets Edward V. Murphy Specialist in
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Read the article “Who Regulates Whom and How?” in the module resources and answer the following prompts in your initial post:
- Identify three policy problems in banking and securities markets, and discuss measures to address these problems.
- Discuss the main advantages/disadvantages of financial regulations.
- What is the significance of the SEC and the FCM for the financial market?